FP
FP
Frank Pickett
29 Years of Experience
Ontario, CA
1 DisclosureBroker
Frank Pickett is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Ontario, CA, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
3281 E Guasti Road, Suite 210, Ontario, CA, 91761
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2004Denied
Other Business Activities
Frank is involved with Laguna Investment Trust, a rental real estate venture, since 2006. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.
August 2005 - Present · 20 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2005 - Present · 20 yrs 9 mos
Previous Registrations
Raymond James Financial Services
October 2005 - January 2009 · 3 yrs 3 mos
Wachovia Securities, LLC
July 2003 - August 2005 · 2 yrs 1 mo
Wachovia Securities, LLCBroker
July 2003 - August 2005 · 2 yrs 1 mo
Prudential Securities Incorporated
July 1997 - July 2003 · 6 yrs
Prudential Securities IncorporatedBroker
November 1996 - July 2003 · 6 yrs 8 mos
State Registrations31 states
ALAZCACOCTFLGAHIIDILINKSLAMAMDMEMINCNMNVNYOKORSCTNTXUTVAVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.