James Marxer
James Marxer is a registered investment advisor at State Farm Investment Management CORP., based in Poughkeepsie, NY, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,575 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1000K | 0.75% |
| $1M+ | 0.50% |
Accounts advised for a full quarter that have an average daily market value below $15,000 are charged a minimum quarterly Advisory Fee of $45 (except as set forth below under “Fee Reductions”). For Accounts that qualify for a reduced Advisory Fee to the lowest Advisory Fee shown on the chart, such Accounts advised for a full quarter that have an average daily market value below $15,000 are charged a minimum quarterly Advisory Fee of $18.75.
Fee Estimator
Location
382 Violet Avenue, Poughkeepsie, NY, 12601
Get directionsHistory
Regulatory History (3)
Regulatory
November 1999Customer Dispute
December 1998Employment Separation After Allegations
April 1998Other Business ActivitiesSells Insurance
James is a commissioner for the Town of Hyde Park Recreation Commission, dedicating minimal time per month. He is also a board member for the Victor A Bacille Scholarship Fund. Additionally, James owns James Marxer's Insurance Agency, working there about half his time.
Employment History
Current Registrations
State Farm Investment Management CORP.
State Farm Vp Management CORP.
State Farm Vp Management CORP.Broker
Previous Registrations
Hd Brous & CO., INC.Broker
Schneider Securities, INC.Broker
Worthington Capital Group, INC.Broker
Investors Associates, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.