Jaie Arlington is a registered investment advisor, based in Fort Worth, TX, with 18 years of industry experience.
Location
Fort Worth, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jaie serves as a Power of Attorney (POA) for their parents' accounts since May 2022. This is an investment-related activity and requires minimal time.
Employment History
Current Registrations
Sanctuary Securities, INC.Broker
July 2021 - Present · 5 yrs 2 mos
Sanctuary Advisors, LLC
July 2021 - Present · 5 yrs 2 mos
Sanctuary Securities, INC.
July 2021 - Present · 5 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2021 · 11 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - July 2021 · 11 yrs 9 mos
Banc of America Investment Services, INC.
May 2008 - October 2009 · 1 yr 5 mos
Banc of America Investment Services, INC.Broker
May 2008 - October 2009 · 1 yr 5 mos
A I M Distributors, INC.Broker
February 1997 - November 1997 · 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.