Craig Frieders
Craig Frieders is a registered investment advisor at Rb Capital Management, LLC, based in Walnut Creek, CA, with 28 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 614 clients with $820M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RB Capital Management charges a percentage of your portfolio annually for investment management. The fee varies depending on the type of investments and the amount you invest.
Long Equities:
- Up to $100,000: 1.75%
- $100,001 to $250,000: 1.50%
- $250,001 to $500,000: 1.25%
- $500,001 to $1,000,000: 1.00%
- $1,000,001+: 0.75%
Fixed Income:
- Up to $1,000,000: 0.75%
- $1,000,001 to $2,500,000: 0.50%
- $2,500,001 to $5,000,000: 0.40%
- $5,000,001+: 0.35%
Hedging Strategies:
- Up to $100,000: 2.50%
- $100,001 to $250,000: 2.00%
- $250,001 to $500,000: 1.75%
- $500,001 to $1,000,000: 1.50%
- $1,000,001+: 1.25%
These fees may be negotiable in certain circumstances.
Location
1615 Bonanza Street, Suite 403, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2003Other Business ActivitiesSells Insurance
Craig is an independent insurance agent selling term life and long-term care insurance, dedicating about 5% of his time to this. He also owns several other businesses, including Ameriestate Legal Plan, Investment Capital Group Mortgage, RB Capital Mgmt. LLC, Crofton Capital Management, Inc., James R. Ochinero Family, LLC, and rental properties, dedicating varying amounts of time to each.
Employment History
Current Registrations
Rb Capital Management, LLC
Apw Capital, INC.Broker
Previous Registrations
Rb Capital Management, LLC
Sloan Securities CORP.Broker
Gunnallen Financial, INCBroker
Gunnallen Financial, INC
Oppenheimer Asset Management INC.
Oppenheimer & CO. INC.Broker
Fahnestock Asset Management
Cibc World Markets CORP.
Cibc World Markets CORP.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.