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MG
MG
Michael Leonard Gorman
Modern Capital Advisors, LLC
28 Years of Experience
2 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Financial Planning & Coaching
High Net Worth
Modern Capital Advisors, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,561 clients
Average Client Portfolio
$183K average
Assets Under Management
$285.4M
Fee Structure
Minimum Investment:
$5K
Investment Management
Planning
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Location
Pearland, TX
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History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Regulatory
September 2014
Final
Customer Dispute
April 2013
Denied
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Modern Capital Advisors, LLC
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Modern Capital Advisors, LLC
March 2015 - December 2021 · 6 yrs 9 mos
Liberty Partners Financial Services, LLC
Broker
January 2015 - October 2025 · 10 yrs 9 mos
Liberty Partners Financial Services, LLC
Broker
August 2014 - December 2014 · 4 mos
Ameriprise Financial Services, INC.
May 2009 - August 2014 · 5 yrs 3 mos
Ameriprise Financial Services, INC.
Broker
May 2009 - August 2014 · 5 yrs 3 mos
Citigroup Global Markets INC.
Broker
April 2002 - May 2009 · 7 yrs 1 mo
Citigroup Global Markets INC.
February 1998 - May 2009 · 11 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
February 1998 - April 2002 · 4 yrs 2 mos
Chubb Securities Corporation
Broker
January 1997 - December 1997 · 11 mos
State Registrations
1 state
TX
Advisor
Exams
No exam information available for this advisor.