Michael Gorman is a registered investment advisor, based in Pearland, TX, with 28 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Pearland, TX
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Regulatory History (2)
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Regulatory
September 2014Final
Customer Dispute
April 2013Denied
Employment History
Current Registrations
Modern Capital Securities INC.
January 2026 - Present · 9 mos
Modern Capital Securities INC.Broker
January 2026 - Present · 9 mos
Modern Capital Advisors, LLC
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Modern Capital Advisors, LLC
March 2015 - December 2021 · 6 yrs 9 mos
Liberty Partners Financial Services, LLCBroker
January 2015 - October 2025 · 10 yrs 9 mos
Liberty Partners Financial Services, LLCBroker
August 2014 - December 2014 · 4 mos
Ameriprise Financial Services, INC.
May 2009 - August 2014 · 5 yrs 3 mos
Ameriprise Financial Services, INC.Broker
May 2009 - August 2014 · 5 yrs 3 mos
Citigroup Global Markets INC.Broker
April 2002 - May 2009 · 7 yrs 1 mo
Citigroup Global Markets INC.
February 1998 - May 2009 · 11 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1998 - April 2002 · 4 yrs 2 mos
Chubb Securities CorporationBroker
January 1997 - December 1997 · 11 mos
State Registrations2 states
MOTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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