GM
CFP · ChFC
GM
CFP · ChFC

Giuseppe Mauceli

25 Years of Experience
Palm Beach, FL
1 DisclosureBroker

Giuseppe Mauceli is a CFP, ChFC-designated registered investment advisor at Wells Fargo Advisors, based in Palm Beach, FL, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Palm Beach, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2023
Settled
Other Business Activities

Giuseppe owns 100% of GLM Financial LLC, dedicating significantly more than full-time hours per month to it. He also serves as trustee for the GLM Financial LLC 401k, spending minimal time on it each month.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 3 yrs 1 mo
Wells Fargo Advisors Financial Network, LLC
June 2023 - Present · 3 yrs 1 mo
Wells Fargo Advisors
June 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2019 - June 2023 · 4 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
September 2014 - June 2023 · 8 yrs 9 mos
Hsbc Securities (USA) INC.Broker
September 2010 - March 2013 · 2 yrs 6 mos
Wells Fargo Advisors, LLCBroker
April 2007 - August 2010 · 3 yrs 4 mos
Granite Securities, LLCBroker
October 2004 - August 2005 · 10 mos
Park Avenue Securities LLCBroker
August 2003 - August 2004 · 1 yr
Nylife Securities INC.Broker
November 1996 - June 2003 · 6 yrs 7 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Giuseppe Mauceli - Financial Advisor | TrueAdvisor