Philip Wieloch
Philip Wieloch is a registered investment advisor at LPL Financial LLC, based in Bonita Springs, FL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Bonita Springs, FL
Get directionsHistory
Regulatory History (6)
Regulatory
May 2025Customer Dispute
August 2018Customer Dispute
July 2016Customer Dispute
September 2013Customer Dispute
May 2013Customer Dispute
August 2010Other Business ActivitiesSells Insurance
Philip is involved with CT Insurance for Seniors and Florida Insurance for Seniors as a business owner, spending about 10% of his time on the former and minimal time on the latter. He also operates Phil Wieloch Financial LLC as a DBA for his LPL business and as an insurance agency, dedicating minimal time to the insurance agency aspect.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Calton & Associates, INC.Broker
Calton & Associates, INC.
Capital Financial Services, INC.
Capital Financial Services, INC.Broker
Investors Capital Advisory
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Quick & Reilly, INC.Broker
Fis Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Walnut Street Securities, INC.Broker
Hartford Equity Sales Company INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.