Brian Mock is a registered investment advisor at PNC Capital Advisors LLC, based in Bellevue, WA, with 26 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 238 clients with $51B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50.0M | 0.25% |
| $50.0M - $100.0M | 0.20% |
| $100M+ | 0.18% |
Schedule reflects intermediate aggregate and core strategies. Other strategies have different schedules ranging from 0.15% to 0.35%. Fees may be negotiated on a case-by-case basis.
Fee Estimator
Location
10500 NE 8th Street, 20th Floor, Bellevue, WA, 98004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is a director on the advisory board of the University of Washington Foster School of Business and a member of the Mercer Island School District Long Range Facilities Planning Committee. He is also an advisor, board member, and founder of PLT Golf, a golf apparel company.
Employment History
Current Registrations
PNC Capital Advisors LLC
PNC Capital Markets LLC
PNC Capital Markets LLCBroker
Previous Registrations
Russell Investments Implementation Services, LLCBroker
Russell Fund Distributors, INC., Part of Russell InvestmentsBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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