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Bruce Eisen
29 Years of Experience
Lake Charles, LA
2 DisclosuresBrokerSells Insurance
Bruce Eisen is a registered investment advisor at Cetera Investment Advisers LLC, based in Lake Charles, LA, with 29 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
1918 Southwood Drive, Suite A, Lake Charles, LA, 70605
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2003Settled
Customer Dispute
January 2003Settled
Other Business ActivitiesSells Insurance
Bruce works as an agent for Insurance Services of America, selling life insurance since 1997. He dedicates minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
May 2017 - May 2021 · 4 yrs
Summit Brokerage Services, INC.Broker
May 2017 - September 2019 · 2 yrs 4 mos
LPL Financial LLC
June 2008 - May 2017 · 8 yrs 11 mos
LPL Financial LLCBroker
February 2000 - May 2017 · 17 yrs 3 mos
Nylife Securities INC.Broker
December 1996 - February 2000 · 3 yrs 2 mos
State Registrations9 states
CADEGALAMOMSNCOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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