Bret Roberts is a registered investment advisor at Morgan Stanley, based in Denver, CO, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3033 East 1st Avenue, Suite 820, Denver, CO, 80206
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Regulatory History (2)
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Customer Dispute
February 2004Settled
Criminal
August 1993Final Disposition
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
March 2002 - June 2009 · 7 yrs 3 mos
Citigroup Global Markets INC.Broker
February 2001 - June 2009 · 8 yrs 4 mos
First Union Securities, INC.Broker
January 1997 - March 2001 · 4 yrs 2 mos
State Registrations29 states
AKARAZCACODEFLGAHIIDILKSLAMIMNMOMTNDNENMNVNYOHORRITXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.