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Jennifer Smith

26 Years of Experience
Richmond, VA
Broker

Jennifer Smith is a registered investment advisor at Wells Fargo Advisors, based in Richmond, VA, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

9020 Stony Point Pkwy, Suite 385, Richmond, VA, 23235

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2024 - Present · 2 yrs 4 mos
Wells Fargo Advisors
May 2024 - Present · 2 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2012 - May 2024 · 12 yrs
Wells Fargo Advisors
May 2012 - May 2024 · 12 yrs
Suntrust Investment Services, INC.
May 2002 - May 2012 · 10 yrs
Suntrust Investment Services, INC.Broker
May 2000 - May 2012 · 12 yrs
Crestar Securities CorporationBroker
March 2000 - May 2000 · 2 mos
Wachovia Brokerage ServiceBroker
March 1998 - June 1998 · 3 mos
State Registrations9 states
ALCAFLGANCNYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jennifer Smith - Financial Advisor | TrueAdvisor