David Knierim
David Knierim is a registered investment advisor at Osaic Wealth, INC., based in Davie, FL, with 29 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
12555 Orange Drive, Suite # 103, Davie, FL, 33330
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Regulatory History (3)
Regulatory
May 2025Regulatory
March 2000Customer Dispute
April 1998Other Business ActivitiesSells Insurance
David is an advisor with Princeton Financial, and also engages in insurance sales, dedicating a few hours per week to each. He is also the President of JTS Investment Strategies, Inc., used as a conduit for his securities business, and an Investment Advisor Representative providing fee-based advisory services, taking about half of his time. Finally, David owns One Novorim Place, LLC, and acts as a landlord.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
The Variable Annuity Marketing CompanyBroker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Public Employees Equities Services CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.