Suihock Goy
Suihock Goy is a registered investment advisor at Ni Advisors, based in Campbell, CA, with 28 years of industry experience. Suihock operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 6 clients with $3.6M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ni Advisors offers investment management services where fees are calculated as a percentage of your investments. The annual fee is based on the type of investment (equity, mutual fund/variable annuity, or fixed income) and the amount you invest. The fee is at least $1,000 per year. Fees are negotiable and billed quarterly.
For equity investments, the fee schedule is:
- First $100,000: 1.00% (with a $1,000 minimum fee)
- Next $150,000: 1.00%
- Next $250,000: 0.90%
- Next $250,000: 0.80%
- Next $250,000: 0.75%
- Next $1,000,000: 0.70%
- Next $1,000,000: 0.65%
- Next $2,000,000: 0.60%
- Next $5,000,000: 0.50%
- Over $10,000,000: 0.30%
For mutual fund/variable annuity investments, the fee schedule is:
- First $100,000: 1.00% (with a $1,000 minimum fee)
- Next $150,000: 1.00%
- Next $250,000: 1.00%
- Next $250,000: 1.00%
- Next $250,000: 0.75%
- Next $1,000,000: 0.75%
- Next $1,000,000: 0.50%
- Next $2,000,000: 0.50%
- Next $5,000,000: 0.50%
- Over $10,000,000: 0.50%
For fixed income investments, the fee schedule is:
- First $100,000: 1.00% (with a $1,000 minimum fee)
- Next $150,000: 0.30%
- Next $250,000: 0.30%
- Next $250,000: 0.30%
- Next $250,000: 0.30%
- Next $1,000,000: 0.25%
- Next $1,000,000: 0.25%
- Next $2,000,000: 0.25%
- Next $5,000,000: 0.20%
- Over $10,000,000: 0.20%
There is no fee on cash or money market funds.
Location
Campbell, CA
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Regulatory History (15)
Customer Dispute
January 2026Customer Dispute
October 2025Customer Dispute
May 2025Customer Dispute
April 2025Customer Dispute
February 2025Customer Dispute
December 2024Customer Dispute
May 2024Customer Dispute
August 2023Customer Dispute
April 2023Customer Dispute
January 2023Customer Dispute
December 2022Customer Dispute
August 2022Customer Dispute
November 2018Regulatory
August 2013Customer Dispute
October 2004Other Business ActivitiesSells Insurance
Suihock sells life, health, and property & casualty insurance under NI Advisors DBA NI Insurance Agency, dedicating about a quarter of his time to this. He also engages in import/export international trade business under NI Pacific, spending a few hours per week on this activity.
Employment History
Current Registrations
Ni Advisors
Ni AdvisorsBroker
Previous Registrations
Ni Advisors
White Pacific Securities, INC.Broker
Pmb Securities CORP.Broker
Pmb Securities CORP.
Morgan Stanley
Morgan Stanley Dw INC.Broker
Interfirst Capital CorporationBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.