Nicholas Efthemis
Nicholas Efthemis is a CFP-designated registered investment advisor at Emergent Wealth Advisors, LLC, based in Williamsville, NY, with 29 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 370 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 1.00% |
The annual fee may be negotiable.
Fee Estimator
Location
5500 Main Street, Suite 260, Williamsville, NY, 14221
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is a sole proprietor working as an insurance agent since 1997, dedicating minimal time to this activity. He is also a registered representative with Leigh Baldwin and Co. and a 50% owner of Emergent Wealth Advisors, LLC. Nicholas also owns rental property.
Employment History
Current Registrations
Emergent Wealth Advisors, LLC
Previous Registrations
Leigh Baldwin & CO., LLCBroker
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
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