Stuart Swanson is a registered investment advisor at Wells Fargo Advisors, based in Raleigh, NC, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
4101 Lake Boone Trail Ste 110, [Satellite], Raleigh, NC, 27607
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stuart co-owns Greenbrier Hillview Farms Inc., a corporation owning hunting property, and spends no time on it. He also acts as trustee for his deceased father's trust and executor for his mother's estate, dedicating minimal time to each, and owns 100% of Swanson Capital Corporation, spending full-time hours on it, as well as acting as trustee for Swanson Capital Corporation Cash Balance Plan DBP, dedicating minimal time to it.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
First Union Capital Markets CORP.Broker
State Registrations19 states
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