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Stephanie Stanfield
22 Years of Experience
Tampa, FL
Broker
Stephanie Stanfield is a registered investment advisor at Cetera Investment Advisers LLC, based in Tampa, FL, with 22 years of industry experience. Stephanie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
100 N Tampa St, Tampa, FL, 33602
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2017 - Present · 9 yrs 3 mos
Cetera Investment Services LLCBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Suntrust Investment Services, INC.
January 2014 - April 2015 · 1 yr 3 mos
Suntrust Investment Services, INC.Broker
December 2013 - April 2015 · 1 yr 4 mos
Bb&t Investment Services, INC.
January 2012 - October 2013 · 1 yr 9 mos
Bb&t Investment Services, INC.Broker
June 2010 - October 2013 · 3 yrs 4 mos
National Financial Services LLCBroker
November 2007 - April 2010 · 2 yrs 5 mos
Suntrust Investment Services, INC.Broker
February 2004 - January 2007 · 2 yrs 11 mos
PNC Capital Markets, INC.Broker
June 2001 - December 2001 · 6 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
March 2001 - June 2001 · 3 mos
First Union Brokerage Services, INC.Broker
December 1997 - September 1999 · 1 yr 9 mos
State Registrations2 states
ALFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.