DH
CFP
DH
CFP

Donald Horne

29 Years of Experience
South Kingstown, RI
Broker

Donald Horne is a CFP-designated registered investment advisor, based in South Kingstown, RI, with 29 years of industry experience.

Location

35 South County Commons Way, Unit D5, South Kingstown, RI, 02879

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Donald is the owner of Maya Financial Corp Inc and PFG Holdings LLC (rental property). He also serves as a director for the Lisa Rego Horne Memorial Foundation and holds positions at Pioneer Financial Group, dedicating about a quarter of his time there.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
January 2002 - August 2023 · 21 yrs 7 mos
Securian Financial Services, INC.Broker
December 1999 - August 2023 · 23 yrs 8 mos
Pruco Securities CorporationBroker
November 1996 - November 1999 · 3 yrs
State Registrations16 states
CACTFLHIILLAMAMDNHNYOHPARISCTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Donald Horne - Financial Advisor | TrueAdvisor