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CFP
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CFP

David Rider

Ameriprise Financial Services, LLC
29 Years of Experience
Cortland, OH
Broker
View SEC Summary
View SEC Summary

David Rider is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Cortland, OH, with 29 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3010 State Route 5, Ste A, Cortland, OH, 44410-9110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David owns an operating company financial services firm and ALK Operations LLC. He also serves as Chairman of Rider, dedicating minimal time to this role, and about a quarter of his time to the financial services firm.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 1999 - Present · 27 yrs 1 mo
Ameriprise Financial Services, LLCBroker
January 1999 - Present · 27 yrs 9 mos
Previous Registrations
Ids Life Insurance CompanyBroker
January 1999 - July 2006 · 7 yrs 6 mos
Signator Investors, INC.Broker
December 1996 - February 1999 · 2 yrs 2 mos
John Hancock Mutual Life Insurance CompanyBroker
December 1996 - May 1997 · 5 mos
State Registrations14 states
CACOFLGAKYMONCOHORPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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