John Eugene Marty

Rb Capital Management, LLC

29 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

Rb Capital Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

14 advisors

Number of Clients

614 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$817.2M

Fee Structure

Financial Planning:Included in AUM fee

Location

345 Lorton Avenue, Suite 302, Burlingame, CA, 94011-4212

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

December 2020

Customer Dispute

August 2016

Closed-No Action

Customer Dispute

March 2000

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

John is a partner at DM Enterprises, LP, involved in financial services and fixed insurance, dedicating nearly all of his time. He also owns Invest Capital Group Mortgage, dealing with real estate and financing, and works as an independent real estate broker, each taking a few hours per week. John is also an Investment Advisor Rep at RB Capital Management.

Employment History

Current Registrations

Apw Capital, INC.Broker

March 2017 - Present · 8 yrs 11 mos

Rb Capital Management, LLC

April 2016 - Present · 9 yrs 10 mos

Previous Registrations

Fsc Securities CorporationBroker

April 2016 - March 2017 · 11 mos

Fsc Securities Corporation

April 2016 - March 2017 · 11 mos

Cetera Advisors LLC

May 2012 - April 2016 · 3 yrs 11 mos

Cetera Advisors LLCBroker

May 2012 - April 2016 · 3 yrs 11 mos

Rb Capital Management, LLC

June 2005 - March 2015 · 9 yrs 9 mos

Sloan Securities CORP.Broker

October 2004 - May 2012 · 7 yrs 7 mos

Gunnallen Financial, INC

September 2003 - October 2004 · 1 yr 1 mo

Gunnallen Financial, INCBroker

September 2003 - October 2004 · 1 yr 1 mo

U.S. Bancorp Piper Jaffray INC.

June 1998 - September 2003 · 5 yrs 3 mos

U.S. Bancorp Piper Jaffray INC.Broker

May 1997 - September 2003 · 6 yrs 4 mos

Lincoln Financial Advisors CorporationBroker

December 1996 - May 1997 · 5 mos

The Lincoln National Life Insurance CompanyBroker

December 1996 - May 1997 · 5 mos

State Registrations6 states

CAFLIDMIMTNV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.