John Marty
John Marty is a registered investment advisor at Rb Capital Management, LLC, based in Burlingame, CA, with 29 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 614 clients with $820M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RB Capital Management charges a percentage of your portfolio annually for investment management. The fee varies depending on the type of investments and the amount you invest.
Long Equities:
- Up to $100,000: 1.75%
- $100,001 to $250,000: 1.50%
- $250,001 to $500,000: 1.25%
- $500,001 to $1,000,000: 1.00%
- $1,000,001+: 0.75%
Fixed Income:
- Up to $1,000,000: 0.75%
- $1,000,001 to $2,500,000: 0.50%
- $2,500,001 to $5,000,000: 0.40%
- $5,000,001+: 0.35%
Hedging Strategies:
- Up to $100,000: 2.50%
- $100,001 to $250,000: 2.00%
- $250,001 to $500,000: 1.75%
- $500,001 to $1,000,000: 1.50%
- $1,000,001+: 1.25%
These fees may be negotiable in certain circumstances.
Location
345 Lorton Avenue, Suite 302, Burlingame, CA, 94011-4212
Get directionsHistory
Regulatory History (3)
Judgment / Lien
December 2020Customer Dispute
August 2016Customer Dispute
March 2000Other Business ActivitiesSells Insurance
John is a partner at DM Enterprises, LP, involved in financial services and fixed insurance, dedicating nearly all of his time. He also owns Invest Capital Group Mortgage, dealing with real estate and financing, and works as an independent real estate broker, each taking a few hours per week. John is also an Investment Advisor Rep at RB Capital Management.
Employment History
Current Registrations
Rb Capital Management, LLC
Previous Registrations
Apw Capital, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Cetera Advisors LLCBroker
Cetera Advisors LLC
Rb Capital Management, LLC
Sloan Securities CORP.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
U.S. Bancorp Piper Jaffray INC.
U.S. Bancorp Piper Jaffray INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.