Chad Hemphill
Chad Hemphill is a registered investment advisor at Summit Financial, LLC, based in Louisville, KY, with 29 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
2225 Lexington Rd, Louisville, KY, 40206
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Chad is a member of a tax consulting business and a real estate development company, dedicating minimal time to the latter. He also sells fixed life insurance products through Securian/Minnesota Life and offers insurance as a broker/agent through numerous companies, including SRM, earning compensation on sales.
Employment History
Current Registrations
Summit Financial, LLC
Private Client Services, LLC
Private Client Services, LLCBroker
Previous Registrations
Genex Consulting
Genex Consulting
Panoptic Wealth Advocates
LPL Financial LLCBroker
LPL Financial LLC
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.