Marc Theien
Marc Theien is a registered investment advisor at Midwestern Securities Trading Co.,llc, based in Rockford, IL, with 29 years of industry experience. Their practice areas include Charitable Giving, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,329 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.30% |
| $1.0M - $5.0M | 1.05% |
| $5.0M - $10.0M | 0.85% |
| $10M+ | 0.55% |
Advisory fees are negotiable and may be higher or lower than the standard advisory fee but such advisory fees may not exceed 2% annually.
Fee Estimator
Location
2470 Eastrock Dr, Rockford, IL, 61108
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Marc works as a financial advisor at The Harvard State Bank, dedicating full-time hours to this role. He also serves as treasurer for Trinity Lutheran Church, a non-investment related activity that requires minimal time.
Employment History
Current Registrations
Midwestern Securities Trading Co.,llc
Midwestern Securities Trading Company, LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
Associated Investment Services, INC.
Associated Investment Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Amcore Investment Services, INC
Amcore Investment Services, INCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.