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Wade Hoffman

Avantra Family Wealth, INC.
25 Years of Experience
Mechanicsburg, PA
View SEC Summary
View SEC Summary

Wade Hoffman is a registered investment advisor at Avantra Family Wealth, INC., based in Mechanicsburg, PA, with 25 years of industry experience. Wade operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Divorce Planning, Education Planning, Estate Planning, and 5 more. Their firm serves 223 clients with $220M in assets under management.

Avantra Family Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
223 clients
Average Client Portfolio
$994K average
Assets Under Management
$221.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual investment advisory fees range from 0.15% to 1.50% based on assets under management and complexity. Fees are negotiable at the sole discretion of the firm.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 Sterling Parkway, Suite 107, Mechanicsburg, PA, 17050

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Wade is the Chief Compliance Officer for Avantra Family Wealth LLC, dedicating about half of his time to risk review and compliance supervision since 2017. He is also a founding partner at MIAComet Partners LLC, supervising compliance support and consulting.

Employment History
Current Registrations
Avantra Family Wealth, INC.
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
Sanctuary Securities, INC.Broker
January 2019 - June 2021 · 2 yrs 5 mos
Purshe Kaplan Sterling InvestmentsBroker
July 2017 - December 2018 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2011 - January 2016 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2011 - January 2016 · 4 yrs 9 mos
Morgan Stanley Smith Barney LLC
August 2010 - March 2011 · 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2011 · 1 yr 9 mos
Citigroup Global Markets INC.Broker
October 1999 - June 2009 · 9 yrs 8 mos
State Registrations1 state
PA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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