Wade Hoffman is a registered investment advisor at Avantra Family Wealth, INC., based in Mechanicsburg, PA, with 24 years of industry experience. Wade operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 223 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Avantra Family Wealth charges a percentage of your portfolio annually for investment management services. The exact percentage ranges from 0.05% to 2.00% depending on the amount you invest and the complexity of your financial situation. Fees are paid quarterly in advance. Avantra may use independent managers, but the total fee will not exceed 3.00% annually.
Location
100 Sterling Parkway, Suite 107, Mechanicsburg, PA, 17050
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Wade is the Chief Compliance Officer for Avantra Family Wealth LLC, dedicating about half of his time to risk review and compliance supervision since 2017. He is also a founding partner at MIAComet Partners LLC, supervising compliance support and consulting.
Employment History
Current Registrations
Avantra Family Wealth, INC.
Previous Registrations
Sanctuary Securities, INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.