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John Sligh
29 Years of Experience
Athens, GA
5 DisclosuresBroker
John Sligh is a registered investment advisor at Raymond James & Associates, INC., based in Athens, GA, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2470 Daniels Bridge Road, Bldg 100 Ste 151, Athens, GA, 30606
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011Settled
Customer Dispute
December 2010Settled
Customer Dispute
December 2009Settled
Customer Dispute
November 2009Settled
Customer Dispute
October 2009Settled
Other Business Activities
John is the Treasurer and investment consultant for the Stuart F. Sligh Jr. Athletic Scholarship Fund Foundation, a family foundation. He dedicates minimal time to this role.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
January 2003 - February 2013 · 10 yrs 1 mo
Morgan Keegan & Company, INC.Broker
January 1997 - February 2013 · 16 yrs 1 mo
State Registrations17 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.