Carl Lind is a CFP-designated registered investment advisor at Alpha Omega Wealth Management, LLC, based in Staunton, VA, with 27 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 7 more. Their firm serves 490 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable up to 1.50% and vary based on factors such as account size, complexity, and servicing needs.
Fee Estimator
Contact
Carl Lind
Location
2815 North Augusta Street, Suite A, Staunton, VA, 24401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Alpha Omega Wealth Management, LLC
Previous Registrations
Diveley Lind & Associates LLC
Diveley Lind & Associates LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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