Kenneth Liu
Kenneth Liu is a registered investment advisor at Cetera Investment Advisers LLC, based in Ashburn, VA, with 29 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
44081 Pipeline Plaza, Suite 215, Ashburn, VA, 20147
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kenneth is involved in several business activities, including printed material sales, providing financial services through Kenneth Liu Financial Services LLC (taking about half his time), health insurance sales, and tax/accounting services through Kenneth K Liu CPA LLC (full-time). He also serves as treasurer for his condo association.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations5 states
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