SF
SF
Stephen Fisher
28 Years of Experience
Columbiana, OH
1 DisclosureBroker
Stephen Fisher is a registered investment advisor at Cetera Investment Advisers LLC, based in Columbiana, OH, with 28 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
340 State Route 14, Columbiana, OH, 44408
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Regulatory History (1)
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Customer Dispute
August 2013Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2017 - Present · 9 yrs 3 mos
Cetera Investment Services LLCBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Natcity Investments, INC.Broker
July 2003 - June 2009 · 5 yrs 11 mos
Farmers Financial Solutions, LLCBroker
February 2002 - February 2003 · 1 yr
New England SecuritiesBroker
May 2001 - January 2002 · 8 mos
Ids Life Insurance CompanyBroker
September 1997 - April 2001 · 3 yrs 7 mos
American Express Financial Advisors INC.Broker
September 1997 - April 2001 · 3 yrs 7 mos
Vtr Capital, INC.Broker
April 1997 - September 1997 · 5 mos
Pruco Securities CorporationBroker
December 1996 - March 1997 · 3 mos
State Registrations10 states
FLGAINMINVOHPASCWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.