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John Allen

29 Years of Experience
Roseville, CA
Broker

John Allen is a registered investment advisor at Morgan Stanley, based in Roseville, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1478 Stone Point Drive, Suite 500, Roseville, CA, 95661

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John is involved in several investment-related and non-investment-related activities, including angel investing, real estate, agriculture, and community water management. He also serves on the Dean's Advisory Council for the School of Business at California State University Sacramento, dedicating minimal time to each activity.

Employment History
Current Registrations
Morgan StanleyBroker
August 2016 - Present · 9 yrs 9 mos
Morgan Stanley
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1997 - August 2016 · 19 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1997 - August 2016 · 19 yrs 7 mos
State Registrations21 states
ALAZCACOFLGAHIIAIDILINMDMONCNVNYOKORTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Allen - Financial Advisor | TrueAdvisor