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Alfonso Avila
29 Years of Experience
Crown Point, IN
Broker
Alfonso Avila is a registered investment advisor at Cetera Investment Advisers LLC, based in Crown Point, IN, with 29 years of industry experience. Alfonso operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
117 E Joliet Street, Crown Point, IN, 46307
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
October 2004 - Present · 21 yrs 7 mos
Previous Registrations
Cetera Investment Services LLC
July 2009 - January 2014 · 4 yrs 6 mos
National Planning CorporationBroker
September 2002 - September 2004 · 2 yrs
Linsco/private Ledger CORP.Broker
December 1996 - September 2002 · 5 yrs 9 mos
State Registrations5 states
FLILINMAMI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.