JW
JW

John Wicke

21 Years of Experience
Southlake, TX
Broker

John Wicke is a registered investment advisor at Raymond James & Associates, INC., based in Southlake, TX, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

115 Grand Avenue, Suite 222, Southlake, TX, 76092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
July 2015 - Present · 11 yrs
Raymond James & Associates, INC.Broker
July 2015 - Present · 11 yrs
Previous Registrations
Wells Fargo Advisors, LLC
November 2010 - August 2015 · 4 yrs 9 mos
Wells Fargo Advisors, LLCBroker
November 2010 - August 2015 · 4 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
January 1997 - September 2002 · 5 yrs 8 mos
State Registrations18 states
ARAZCTFLILINMDMIMNMOMSOHOKSCTNTXWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.