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James Sewell

28 Years of Experience
Austin, TX
Broker

James Sewell is a registered investment advisor at Capital Client Group, INC., based in Austin, TX, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Austin, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
October 2013 - Present · 12 yrs 7 mos
Capital Client Group, INC.
February 2003 - Present · 23 yrs 3 mos
Capital Client Group, INC.Broker
February 2003 - Present · 23 yrs 3 mos
Previous Registrations
Edward JonesBroker
February 2002 - February 2003 · 1 yr
Banc of America Investment Services, INC.Broker
February 2002 - March 2002 · 1 mo
Edward JonesBroker
February 1999 - February 2002 · 3 yrs
Ba Investment Services, INC.Broker
July 1998 - February 1999 · 7 mos
Ba Investment Services, INC.Broker
December 1996 - October 1997 · 10 mos
State Registrations11 states
ARAZCAINKSLAMOMSNYOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.