Derek Robertson
Derek Robertson is a registered investment advisor at Integrated Investment Strategies,inc., based in Carmel, IN, with 29 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 156 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $4.0M | 0.50% |
| $4M+ | 0.25% |
Rates reflect the Integrated Package schedule. The firm also offers an Investment Package with lower AUM percentages (0.35% to 0.50%) combined with separate setup and planning fees. Discounts and group rates may be available.
Fee Estimator
Location
600 E Carmel Drive, Suite 110, Carmel, IN, 46032
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Derek is a registered investment advisor with Integrated Investment Strategies, Inc. and Securities America Advisors, spending about half his time advising clients on investments. He also provides insurance advice to clients, dedicating minimal time to this activity.
Employment History
Current Registrations
Integrated Investment Strategies,inc.
Previous Registrations
Integrated Investment Strategies,inc.
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Securities America Advisors, INC.
Securities America, INC.Broker
Integrated Investment Strategies,inc.
Aurora SecuritiesBroker
Money Concepts Capital CORP
Money Concepts Capital CORPBroker
Aurora SecuritiesBroker
Integrated Investment Strategies,inc.
Royal Alliance Associates, INC.Broker
Ffp Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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