TB
CFA
TB
CFA
Timothy Baker is a CFA-designated registered investment advisor at Metric Financial, LLC, based in Simbury, CT, with 27 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 226 clients with $79M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
226 clients
Average Client Portfolio
$349K average
Assets Under Management
$79.0M
Fee Structure
Minimum Investment:$5K
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.75% |
| $500K - $2.0M | 0.50% |
| $2.0M - $5.0M | 0.25% |
| $5.0M - $10.0M | 0.15% |
| $10M+ | 0.10% |
The annual fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
945 Hopmeadow Street, Simbury, CT, 06070
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2002Denied
Employment History
Current Registrations
Metric Financial, LLC
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Northern Lights Distributors, LLCBroker
August 2017 - March 2018 · 7 mos
Symmetry Partners
June 2016 - June 2018 · 2 yrs
Blackrock Investments, LLCBroker
June 2011 - April 2016 · 4 yrs 10 mos
Hartford Equity Sales Company INC.Broker
June 2009 - May 2011 · 1 yr 11 mos
Hartford Securities Distribution Company, INC.Broker
March 2008 - September 2008 · 6 mos
Madison Investment Advisors
June 2006 - February 2008 · 1 yr 8 mos
Mosaic Funds Distributor, LLCBroker
May 2006 - February 2008 · 1 yr 9 mos
Citigroup Global Markets INC.Broker
March 1998 - March 2006 · 8 yrs
Prudential Securities IncorporatedBroker
May 1997 - March 1998 · 10 mos
State Registrations1 state
CT
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.