Denise Hoffmann is a registered investment advisor, based in Stamford, CT, with 19 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
August 2023 - Present · 2 yrs 9 mos
Steward Partners Investment Solutions, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - August 2023 · 11 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2007 - August 2023 · 16 yrs 5 mos
State Registrations19 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.