Gregory Trost is a registered investment advisor, based in Albuquerque, NM, with 23 years of industry experience.
Location
Albuquerque, NM
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Regulatory History (1)
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Customer Dispute
April 2008Denied
Other Business Activities
Gregory works as a registered investment advisor (RIA) at Trost Financial Planning since 2018. This takes about 10-20% of his time.
Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
December 2024 - Present · 1 yr 5 mos
Steward Partners Investment Solutions, LLCBroker
December 2024 - Present · 1 yr 5 mos
Steward Partners Investment Solutions, LLC
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Trost Financial Planning
April 2020 - January 2025 · 4 yrs 9 mos
LPL Financial LLCBroker
January 2018 - December 2024 · 6 yrs 11 mos
LPL Financial LLC
January 2018 - December 2024 · 6 yrs 11 mos
Ameriprise Financial Services, INC.
May 2013 - January 2018 · 4 yrs 8 mos
Ameriprise Financial Services, INC.Broker
May 2013 - January 2018 · 4 yrs 8 mos
Metlife Securities INC.
May 2002 - May 2013 · 11 yrs
Metlife Securities INC.Broker
May 2002 - May 2013 · 11 yrs
Metropolitan Life Insurance CompanyBroker
May 2002 - July 2007 · 5 yrs 2 mos
State Registrations23 states
ALAZCACOCTDCFLGAHIIDILMONCNJNMNVNYOHORPATXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.