GP
GP

Gregory Pfaff

28 Years of Experience
Naperville, IL
Broker

Gregory Pfaff is a registered investment advisor at Cetera Investment Advisers LLC, based in Naperville, IL, with 28 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Naperville, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Gregory is the owner of Accounting & Tax Associates, a tax preparation business, since 1988. This takes nearly all of Gregory's time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 1998 - Present · 28 yrs
Cetera Financial Specialists LLC
May 1997 - Present · 29 yrs
Cetera Financial Specialists LLCBroker
May 1997 - Present · 29 yrs
State Registrations1 state
IL
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.