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Nikolas Kane

Money Concepts Advisory Service
29 Years of Experience
Louisville, KY
1 DisclosureBroker
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Nikolas Kane is a registered investment advisor at Money Concepts Advisory Service, based in Louisville, KY, with 29 years of industry experience. Nikolas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 17,032 clients with $4.1B in assets under management.

Money Concepts Advisory Service
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
395 advisors
Number of Clients
17,032 clients
Average Client Portfolio
$239K average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.30%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.90%
$5.0M - $10.0M0.75%
$10M+0.60%

Fees vary by program. Standard Guided Portfolio Solutions program typically charges 2.5% annually. Pension and MAP programs use tiered schedules ranging from 1.30% down to 0.60% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

323 Townepark Circle, Louisville, KY, 40243

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History

Regulatory History (1)
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Employment Separation After Allegations
April 2007
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Nikolas is the owner of Kairos Capital since April 2023. He spends a significant amount of time on this investment-related activity, about 60% of his time during non-securities hours.

Employment History
Current Registrations
Money Concepts Capital CORPBroker
May 2007 - Present · 19 yrs 5 mos
Money Concepts Advisory Service
May 2007 - Present · 19 yrs 5 mos
Previous Registrations
Uvest Financial Services Group, INC.
August 2005 - April 2007 · 1 yr 8 mos
Uvest Financial Services Group, INC.Broker
April 1999 - April 2007 · 8 yrs
J.C. Bradford & CO.Broker
August 1997 - April 1999 · 1 yr 8 mos
Fidelity Brokerage Services, INC.Broker
December 1996 - August 1997 · 8 mos
State Registrations12 states
AZCAINKYMDMONCNYOHOKSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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