James Sykes is a registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One Fawcett Place, 3rd Floor, Greenwich, CT, 06830
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2018 - Present · 7 yrs 11 mos
Morgan StanleyBroker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Tullett Prebon Financial Services LLCBroker
September 2009 - May 2016 · 6 yrs 8 mos
Prebon Financial Products INC.Broker
August 2004 - January 2010 · 5 yrs 5 mos
Trautman Wasserman & Company, INC.Broker
September 2002 - December 2003 · 1 yr 3 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
February 2000 - July 2002 · 2 yrs 5 mos
State Registrations39 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.