ML
ML
Mark Leimberger is a registered investment advisor at Alpha Advisors, LLC, based in Richmond, VA, with 29 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 116 clients with $260M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
116 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$256.1M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $4.0M | 0.75% |
| $4M+ | 0.50% |
Fees are negotiable. Alpha Advisors may negotiate a flat annual retainer fee ranging from $2,500 to $60,000 for clients with complex balance sheets or in need of specialized services.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
3951 Westerre Parkway, Suite 130, Richmond, VA, 23233
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2006Final
Employment History
Current Registrations
Alpha Advisors, LLC
May 2006 - Present · 20 yrs
Previous Registrations
Ferris, Baker Watts IncorporatedBroker
January 2005 - June 2006 · 1 yr 5 mos
Ferris, Baker Watts Incorporated
January 2005 - June 2006 · 1 yr 5 mos
Morgan Keegan & Company, INC.
September 2000 - January 2005 · 4 yrs 4 mos
Morgan Keegan & Company, INC.Broker
June 2000 - January 2005 · 4 yrs 7 mos
Wachovia Securities, INC.Broker
January 1997 - July 2000 · 3 yrs 6 mos
State Registrations2 states
TXVA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.