TS
TS

Todd Christian Smith

27 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
177 clients
Average Client Portfolio
$358K average
Assets Under Management
$63.4M

Fee Structure

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Location

1636 North Logan Street, Denver, CO, 80203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Todd works as a registered representative at World Capital Brokerage/Investment Research and an investment advisor at Investment Research Corp, dedicating about 10-20% of his time to each. He also engages in insurance sales and consulting, including life insurance, Medicare Supplement, and Medicare Advantage, which takes a few hours per week, and works for Tooth and Coin doing data entry, bookkeeping, and tax preparation, dedicating nearly full-time hours.

Employment History
Current Registrations
Investment Research CORP
February 2017 - Present · 9 yrs
World Capital Brokerage, INC.Broker
February 2017 - Present · 9 yrs
Previous Registrations
LPL Financial LLC
October 2009 - February 2017 · 7 yrs 4 mos
LPL Financial LLCBroker
October 2009 - February 2017 · 7 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2009 · 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2009 · 4 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 2006 - April 2007 · 5 mos
Morgan Stanley Dw INC.Broker
November 2006 - April 2007 · 5 mos
Citigroup Global Markets INC.
June 2000 - November 2006 · 6 yrs 5 mos
Citigroup Global Markets INC.Broker
July 1998 - November 2006 · 8 yrs 4 mos
State Registrations7 states
CACOMONMNYORTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Todd Christian Smith - Financial Advisor | TrueAdvisor