Carol Ham
Carol Ham is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Charlottesville, VA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
650 Peter Jefferson Pkwy, Charlottesville, VA, 22911
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Regulatory History (4)
Customer Dispute
December 2014Customer Dispute
October 2014Customer Dispute
April 2014Customer Dispute
November 2011Other Business Activities
Carol is involved in two outside business activities. She has a for-profit business (name not provided) and serves as a trustee for Westminster Cantebury of the Blue Ridge, a life care community, dedicating minimal time to each.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.