Andrew Thomas is a registered investment advisor at Morgan Stanley, based in New York, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
399 Park Avenue, 12th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
November 2017 - Present · 8 yrs 6 mos
Morgan Stanley
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLC
September 2011 - November 2017 · 6 yrs 2 mos
J.P. Morgan Securities LLCBroker
September 2011 - November 2017 · 6 yrs 2 mos
Barclays Capital INC.
January 2009 - October 2011 · 2 yrs 9 mos
Barclays Capital INC.Broker
September 2008 - October 2011 · 3 yrs 1 mo
Lehman Brothers INC.
February 2008 - October 2008 · 8 mos
Lehman Brothers INC.Broker
November 2000 - September 2008 · 7 yrs 10 mos
State Registrations8 states
CACTFLMDNCNJNYSC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.