Douglas Eng
Douglas Eng is a registered investment advisor at Independent Financial Group, LLC, based in San Francisco, CA, with 27 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
San Francisco, CA
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
June 2020Customer Dispute
August 2006Other Business Activities
Douglas is a trustee for a family trust that owns real estate, dedicating minimal time to this activity. He is also the 100% owner of Eng Wealth Management, a DBA used to market his securities and advisory business, which takes nearly full-time hours.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Wescom Financial ServicesBroker
Wescom Financial Services, LLC
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Cal Fed InvestmentsBroker
Wm Financial Services, INC.Broker
Dean Witter Reynolds INC.Broker
Interfirst Capital CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.