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David Murphy

29 Years of Experience
Carthage, TX
1 DisclosureBroker

David Murphy is a registered investment advisor at Cetera Investment Advisers LLC, based in Carthage, TX, with 29 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

110 West Panola, Carthage, TX, 75633

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History

Regulatory History (1)
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Customer Dispute
August 2004
Denied
Other Business Activities

David is a general partner in Murphy Brothers Partnership (tree farm) and Murphy-Payne Investments, Ltd., and also involved with First State Bank & Trust Company and Carthage State Bancshares, Inc. He also serves as an officer or board member for several other organizations, including United Fund of Panola County, Panola County Chamber of Commerce, and Broadmoor Baptist Church.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 6 mos
Cetera Investment Services LLCBroker
November 2004 - Present · 21 yrs 8 mos
Previous Registrations
Cetera Investment Services LLC
February 2005 - January 2014 · 8 yrs 11 mos
Banc One Securities Corporation
February 1997 - August 2004 · 7 yrs 6 mos
Banc One Securities CorporationBroker
January 1997 - August 2004 · 7 yrs 7 mos
State Registrations6 states
COLAMOOKTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.