DM
DM

Doni Lynn Mooberry

28 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningDivorce PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,989 clients
Average Client Portfolio
$774K average
Assets Under Management
$1.5B

Fee Structure

Minimum Annual Fee:$5,000
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Location

901 Kentucky St, Suite 202, Lawrence, KS, 66044-2855

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Doni owns Mooberry Financial Management, LLC, a registered investment advisor, and also operates a tax practice as Doni Mooberry Accounting. In addition, she is an attorney, owns rental properties, is treasurer for Lawrence Rotary Club and Community Children's Center, is involved in a real estate partnership (Maine Street, LLC), and has a small ownership stake in a brewery/restaurant (Penn Holdings, LLC).

Employment History
Current Registrations
Isc Advisors, INC.
May 2013 - Present · 12 yrs 9 mos
Institutional Securities Corporation
June 2009 - Present · 16 yrs 8 mos
Institutional Securities CorporationBroker
June 2009 - Present · 16 yrs 8 mos
Mooberry Financial Management, LLC
September 1999 - Present · 26 yrs 5 mos
Previous Registrations
Institutional Securities Corporation
July 2012 - December 2013 · 1 yr 5 mos
Dortch Securities & Investments, INC.Broker
March 2002 - June 2009 · 7 yrs 3 mos
H.D. Vest Investment ServicesBroker
April 1998 - April 2002 · 4 yrs
Eneric Financial Services, INC.Broker
February 1997 - March 1998 · 1 yr 1 mo
State Registrations25 states
ARAZCACOCTDCFLIAILINKSLAMAMDMIMNMONVNYOHORSCTXVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.