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CFA

Douglas Weiss

Dsw Investment, LLC
18 Years of Experience
Princeton, NJ
2 Disclosures
View SEC Summary
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Douglas Weiss is a CFA-designated registered investment advisor at Dsw Investment, LLC, based in Princeton, NJ, with 18 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 31 clients with $86M in assets under management.

Dsw Investment, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
31 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$85.6M

Fee Structure

Minimum Investment:$300K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees are negotiable based on client complexity and anticipated future assets. Related accounts may be grouped to meet account minimums.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Princeton, NJ

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History

Regulatory History (2)
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Regulatory
February 2011
Final
Regulatory
February 2011
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Dsw Investment, LLC
August 2011 - Present · 15 yrs 2 mos
Previous Registrations
Cibc World Markets CORP.Broker
January 1998 - March 2000 · 2 yrs 2 mos
Salomon Brothers INC.Broker
February 1997 - January 1998 · 11 mos
State Registrations3 states
CTMANJ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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