Howard Wen is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101
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Regulatory History (6)
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Customer Dispute
April 2016Settled
Employment Separation After Allegations
March 2016Customer Dispute
March 2006Denied
Customer Dispute
December 2004Denied
Customer Dispute
June 2002Award / Judgment
Customer Dispute
May 2001Denied
Other Business Activities
Howard is a landlord for a rental property in Pasadena, CA, since 2017. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
April 2016 - Present · 10 yrs 1 mo
Morgan StanleyBroker
March 2016 - Present · 10 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 1998 - April 2016 · 17 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1998 - April 2016 · 18 yrs 1 mo
State Registrations24 states
ALAZCADEFLGAHIILINKYMAMDMEMIMNNCNJNVNYPATXVirgin IslandsWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.