Howard Wen is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 28 years of industry experience. Howard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (6)
Customer Dispute
April 2016Employment Separation After Allegations
March 2016Customer Dispute
March 2006Customer Dispute
December 2004Customer Dispute
June 2002Customer Dispute
May 2001Other Business Activities
Howard is a landlord for a rental property in Pasadena, CA, since 2017. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Richard BratincevicMorgan Stanley
- Aaron LiuMorgan Stanley
- Kevin YuMorgan Stanley
- Justin HongMorgan Stanley
- Han Lin, CFPMorgan Stanley
- Roger MckeeMorgan Stanley