Cynthia Stauffer is a CFP-designated registered investment advisor at LPL Financial LLC, based in Claremont, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3927 Shelter Grove Dr, Claremont, CA, 91711
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Cynthia operates Wisemoney Solutions as a DBA for her LPL business, dedicating nearly full-time hours to it. She also provides tax preparation services through Wisemoney Solutions and works as a TurboTax Tax Expert, spending about 10-20% of her time on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Securities America, INC.Broker
Acument Securities, INC.Broker
Centaurus Financial, INC.Broker
State Registrations5 states
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