Kevin Flood
Kevin Flood is a registered investment advisor at LPL Financial LLC, based in Feasterville, PA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1016 Mill Creek Drive, Feasterville, PA, 19053
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Regulatory History (1)
Customer Dispute
December 2018Other Business ActivitiesSells Insurance
Kevin is a 1/6 partner in Flood Family Partnership, owning a rental building since 2001 and dedicating minimal time to maintaining it. He also works as an insurance agent selling annuities, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Nfa Brokerage Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.