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Steve Allender

29 Years of Experience
Greenwood Village, CO
BrokerSells Insurance

Steve Allender is a registered investment advisor, based in Greenwood Village, CO, with 29 years of industry experience.

Location

5600 S Quebec St., Ste. 141B, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steve is an advisory representative of a RIA, CIRA, and the owner of Aspen Creek Investments, LLC, dedicating full-time hours to the latter. He is also an independent insurance agent for various companies, spending a few hours per week on this, and a volunteer member of the Buena Vista Chamber of Commerce.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
November 2012 - Present · 13 yrs 8 mos
Cambridge Investment Research Advisors, INC.
November 2012 - Present · 13 yrs 8 mos
Previous Registrations
Woodbury Financial Services, INC.Broker
November 2002 - November 2012 · 10 yrs
Woodbury Financial Services, INC.
November 2002 - November 2012 · 10 yrs
The Lincoln National Life Insurance CompanyBroker
May 2002 - November 2002 · 6 mos
Lincoln Financial Advisors Corporation
June 2000 - November 2002 · 2 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
May 2000 - November 2002 · 2 yrs 6 mos
Sii Investments, INC.Broker
November 1998 - May 2000 · 1 yr 6 mos
Waddell & Reed, INC.Broker
December 1996 - November 1998 · 1 yr 11 mos
State Registrations14 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steve Allender - Financial Advisor | TrueAdvisor