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Andrew Arno

28 Years of Experience
Yardley, PA
3 DisclosuresBrokerSells Insurance

Andrew Arno is a registered investment advisor at Cetera Investment Advisers LLC, based in Yardley, PA, with 28 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

301 Oxford Valley Rd Ste 1202A, Yardley, PA, 19067

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History

Regulatory History (3)
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Customer Dispute
April 2019
Settled
Employment Separation After Allegations
August 2017
Criminal
April 1991
Final Disposition
Other Business ActivitiesSells Insurance

Andrew sells fixed insurance products including life, health, disability, annuities, and long-term care, dedicating a few hours per week. He also works as a financial advisor for Wealth Management Associates, LLC and Professional Planning Associates, Inc., spending nearly full-time hours between the two.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
August 2017 - March 2024 · 6 yrs 7 mos
LPL Financial LLC
November 2015 - August 2017 · 1 yr 9 mos
Private Advisor Group, LLC
October 2015 - October 2017 · 2 yrs
LPL Financial LLCBroker
July 2004 - August 2017 · 13 yrs 1 mo
Ws Griffith Securities, INC.
July 2002 - March 2004 · 1 yr 8 mos
Ws Griffith Securities, INC.Broker
January 1997 - March 2004 · 7 yrs 2 mos
State Registrations16 states
AZCACODEFLGAMDMEMINCNJNMNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.